Passion for Compliance

GRC 3.0: The Future of Regulation and Governance aml/cft cdd compliance customer due diligence financial services fit and proper proffered governance regulation Oct 27, 2021

In my engagements with financial services professionals, I have shared my vision of the future of regulation. One aspect of regulatory engagement that I...

Legacy Business and CDD: The devil and the deep blue sea! aml/cft cdd compliance customer due diligence due diligence done differently financial services legacy business regulation Oct 03, 2021

One of the challenges that continues to bedevil long-lived regulated firms is their legacy business – the portfolio of clients whom regulation grew up...

Enhanced CDD: Challenges and Navigating Pitfalls aml/cft cdd compliance customer due diligence due diligence done differently financial services regulation Sep 29, 2021

Conducting customer due diligence (CDD) does not come without its potential challenges and pitfalls. Here are some insights to help you identify the...

Simplified CDD: The critical issues you are missing! aml/cft cdd compliance customer due diligence due diligence done differently Sep 22, 2021

Over the years, I’ve had the opportunity to review compliance manuals for all types of regulated entities and even a few compliance manuals for other...

Simone E. Martin has worked as a regulator for the past twenty (20) years with the BVI Financial Services Commission and most recently with the Anguilla Financial Services Commission (on secondment). Her diverse experience encompasses several sectors which include fiduciary services, insurance, and investment business. During this period, she has contributed to legislative reform, the conduct of compliance inspections, as well as created and delivered training for local, regional and international regulators as well as financial services professionals.

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